Unit 5 · Topic 5.2 · about 30 minutes · 7 parts · 12 scored checks, 3 of them multiple choice

AP Calculus AB 5.2: Extreme Value Theorem, Global Versus Local Extrema, and Critical Points

Unit 5: 15 to 20% of the multiple-choice section

What you'll be able to do

  • Justify that a function has a maximum and a minimum value on an interval by applying the Extreme Value Theorem, after checking its hypotheses.

Key vocabulary

TermWhat it meansThe exam trap
Extreme Value TheoremIf f is continuous over the closed interval [a,b], then f has at least one maximum value and at least one minimum value on [a,b].State both hypotheses, continuity and a closed interval, before you state the conclusion. A justification that skips one does not use the theorem.
Global (absolute) maximum or minimumThe largest or smallest output of a function on its whole interval or domain.A function has one global maximum value on an interval, though more than one input can reach it. Say the value, and where it occurs.
Local (relative) maximum or minimumA value f(c) that is at least as large, or at least as small, as every value of f at inputs near c on both sides.Say which kind you mean. A local maximum and a global maximum are different claims and need different evidence.
Critical pointA point on a function where the first derivative equals zero or fails to exist.The input must be in the domain of f. Search for both kinds, where f′ is zero and where it does not exist, every time.
Graph of g(x) = 3x^4 - 4x^3 for x from -1 to 2. Short horizontal tangent segments mark the two points where g'(x) = 0: (0, 0), where the graph flattens but keeps falling, and (1, -1), which is lower than every nearby point. The endpoint (2, 16) is marked.Tap to open the picture full size

Part 1 Think first When was the drone highest?

Guess before you learn. A wrong guess still makes the answer stick.

Predict first

A delivery drone takes off from a rooftop 10 meters above the ground. For the next 7 minutes its height is h(t)=2t3−21t2+60t+10 meters, t minutes after takeoff. It climbs until t=2, dips until t=5, then climbs again until t=7. At what time in those 7 minutes is the drone highest?

In short. The Extreme Value Theorem guarantees that a function continuous on a closed interval [a,b] has a maximum and a minimum value there, and the places where a local maximum or minimum can occur are the critical points, where f′(x)=0 or f′(x) does not exist.

  • The theorem needs both hypotheses: f continuous, and the interval closed. It says the extreme values exist, not where they are.
  • A critical point is an input in the domain of f where f′(x)=0 or f′(x) does not exist.
  • Every local extremum is at a critical point, but a critical point need not be a local extremum.

Part 2 Learn it Three ideas, each checked as you go

5a. The Extreme Value Theorem

Before you look for the largest value of a function, it helps to know that there is one. The Extreme Value Theorem says:

If f is continuous over the closed interval [a,b], then f has at least one maximum value and at least one minimum value on [a,b].

It is an existence theorem. It tells you the values are there, not where they are or what they are.

Both hypotheses matter, and each one can fail on its own:

  • f(x)=x on the open interval (0,1) is continuous, but its outputs get as close to 1 as you like without ever reaching 1. It has no maximum value, because the interval is not closed.
  • f(x)=1x−2 on [1,3] has a value at both endpoints, but it is not continuous at x=2. Just to the right of 2 its outputs grow without bound, so it has no maximum value either.

When you use the theorem in a justification, name the function, say why it is continuous, and name the closed interval. A function that is differentiable on [a,b] is continuous there, so a polynomial always qualifies. Checking only the two endpoints is not enough: continuity has to hold at every point in between.

Quick check · Decide and justify

No calculator. Does the Extreme Value Theorem guarantee that f(x)=tan⁡x has a maximum value on the interval [0,2]?

Which reason supports your answer?

5b. Global versus local extrema

The maximum value the theorem promises is the largest output on the whole interval. It is called the global or absolute maximum. The smallest output on the whole interval is the global (absolute) minimum.

A local or relative maximum is a smaller claim. f has a local maximum at x=c when f(c)≥f(x) for every x near c, on both sides of c. It only has to beat its neighbors. A local minimum is the same with ≤.

The drone in Think first shows the difference. At t=2 its height, 62 meters, beats every nearby moment, so h has a local maximum there. It is not the global maximum, because h(7)=87 is larger.

Two facts connect the ideas:

  • A local maximum need not be the global maximum, and a function can have several local maximums but only one global maximum value.
  • A global maximum that occurs inside the interval, not at an endpoint, is also a local maximum, because it beats every value, so it beats the nearby ones too.

The global maximum can also sit at an endpoint, as the drone's does at t=7. Local extrema are about inputs inside the interval, with neighbors on both sides.

Extrema is the plural of extremum, a word that covers both maximums and minimums.

Quick check · Fill the statement

No calculator. Tap a blank, then tap an answer.

A function f is continuous on [0,6]. f(4)≥f(x) for every x near 4, but f(1)>f(4). So f(4) is a maximum value of f, and it is not the maximum value of f on [0,6].

5c. Critical points: where local extrema can be

A critical point of f is an input c in the domain of f where f′(c)=0 or f′(c) does not exist.

At a smooth peak or valley the tangent line is horizontal, so f′(c)=0. At a sharp one, a corner or a cusp, there is no tangent slope, so f′(c) does not exist; f(x)=|x| has a local minimum like this at x=0. Either way the input is a critical point, so:

Every local extremum of f occurs at a critical point.

The reverse is false. f(x)=x3 has f′(0)=0, but x3<0 for x<0 and x3>0 for x>0. f(0)=0 is neither the largest nor the smallest value near 0, so x=0 is a critical point that is not a local extremum.

The graph at the top shows both kinds. For g(x)=3x4−4x3, g′(x)=12x3−12x2=12x2(x−1), which is 0 at x=0 and x=1. At x=1, g has a local minimum. At x=0 the graph only levels off for a moment and keeps falling.

So the critical points are the complete list of places a local extremum could be. To find them, solve f′(x)=0, and also look for inputs in the domain where f′ does not exist.

Quick check · Multiple choice

No calculator. Let f(x)=x2/3(x−5), so f′(x)=5(x−2)3x1/3 for x≠0. What are all the critical points of f?

Part 3 Watch it done A theorem, then the critical points

Watch each step, then do the last one yourself.

Let f(x)=|x2−4| on the interval [−1,3]. Explain why f must have a maximum and a minimum value on [−1,3], and find every critical point of f in (−1,3).

  1. Step 1 · Check the hypotheses

    x2−4 is a polynomial, so it is continuous, and the absolute value of a continuous function is continuous. So f is continuous on the closed interval [−1,3], and by the Extreme Value Theorem f has a maximum value and a minimum value on [−1,3].

  2. Step 2 · Write f without the absolute value

    x2−4<0 for −1≤x<2 and x2−4≥0 for 2≤x≤3. So f(x)=4−x2 on [−1,2) and f(x)=x2−4 on [2,3].

  3. Step 3 · Where the derivative is 0

    On (−1,2), f′(x)=−2x, which is 0 at x=0. On (2,3), f′(x)=2x, which is never 0 there. So f′(0)=0, and x=0 is a critical point.

  4. Why this step?

    Why is finding where the derivative is 0 not the end of the search?

    A critical point is any input in the domain where f′ is 0 or does not exist. A local extremum can sit at a sharp corner, where no tangent slope exists, so the inputs where f′ fails to exist have to be found too.

  5. Your step · Calculate

    No calculator. Finish it. For f(x)=|x2−4| on (−1,3), the slope from the left of one input is −2x and from the right is 2x, and they disagree there. At what input in (−1,3) does f′(x) fail to exist?

Part 4 Try it New functions

Try it · Sort it

No calculator. Sort each input. Is it a critical point because f′ is 0 there, a critical point because f′ does not exist there, or not a critical point?

Critical: f′=0

Critical: f′ does not exist

Not a critical point

Try it · Decide and justify

No calculator. Let f(x)=x3. Then f′(0) does not exist, so x=0 is a critical point of f. A classmate says that f must therefore have a local maximum or a local minimum at x=0. Is the classmate right?

Which reason supports your answer?

Part 5 Explain it Write it the way the exam asks

On the exam free response is handwritten, so work on paper first. Nothing you type here leaves this page. Then compare with the model answer and score each point.

Free response is 50% of the exam score. This one is shaped like Question 5, from free-response Part B (calculator not permitted).

Free-response practice · Question 5 style

No calculator. A lab heats a solution for 5 minutes. Its temperature, in degrees Celsius, t minutes after heating starts is T(t)=t3−6t2+12t+15 for 0≤t≤5.

(a) Explain why T must have a maximum value on the interval 0≤t≤5.

(b) Find every value of t in 0<t<5 at which T has a critical point. Show the work that leads to your answer.

(c) Note that T(t)−23=(t−2)3. Does T have a local maximum, a local minimum, or neither at the critical point from part (b)? Justify your answer.

(d) Determine the maximum temperature of the solution for 0≤t≤5, with units. Justify your answer using parts (a) to (c).

Model answer

(a) T is a polynomial, so it is continuous on the closed interval 0≤t≤5. By the Extreme Value Theorem, T has a maximum value on that interval.

(b) T′(t)=3t2−12t+12=3(t−2)2. T′(t) exists for every t, and T′(t)=0 only at t=2. So t=2 is the only critical point.

(c) Neither. T(2)=23, and T(t)−T(2)=(t−2)3, which is negative for t<2 and positive for t>2. So T(t)<T(2) just before t=2 and T(t)>T(2) just after: T(2) is neither the largest nor the smallest value near t=2.

(d) By (a) the maximum exists. If it occurred at some t with 0<t<5, it would be a local maximum, so it would be at a critical point. The only critical point is t=2, and by (c) T has no local maximum there. So the maximum is at an endpoint. T(0)=15 and T(5)=50, so the maximum temperature is 50 degrees Celsius, at t=5 minutes.

Score your own answer. This is a self-check, not a grade. Tick each point your answer makes.

Part 6 Check yourself A table of derivative values

The two case questions use the same statement and table. Answer them from it.

A function f is continuous on the closed interval [−2,3]. Its derivative f′(x) exists at every x in (−2,3) except x=1. The table gives f′(x) at some inputs. At every input in (−2,3) not listed in the table, f′(x) exists and is not 0.

Values of the derivative of f
xf′(x)
−1.52
−10
0−3
1does not exist
20
2.55

Case question 1 · Calculate

No calculator. How many critical points does f have in the open interval (−2,3)?

Case question 2 · Multiple choice

No calculator. Which statement about f must be true?

The rest stand on their own and do not use the case.

Check yourself · Spot the error

No calculator. A student looks for the critical points of h(x)=x−3x1/3. Tap the first line with a mistake.

Check yourself · Decide and justify

No calculator. Let k(x)=1 for 0≤x<2 and k(x)=3 for 2≤x≤4. k is not continuous at x=2. A classmate says that k still has a maximum value on [0,4]. Is the classmate right?

Which reason supports your answer?

Part 7 Keep it Bring back earlier ideas

The Extreme Value Theorem is the second existence theorem in this unit, and critical points depend on when a derivative exists. Pull both earlier ideas back up.

Bring it back · Calculate

No calculator. Let f(x)=x3 on [−1,2]. The Mean Value Theorem guarantees a value c in (−1,2) with f′(c) equal to the average rate of change of f over [−1,2]. Find c.

Bring it back · Multiple choice

No calculator. Which function is continuous at x=0 but not differentiable at x=0?

In three lines

  • A function continuous on a closed interval has a maximum and a minimum value there, by the Extreme Value Theorem.
  • A critical point is an input in the domain where f' is 0 or does not exist.
  • Every local extremum is at a critical point, but not every critical point is a local extremum.

Exam strategy for this topic

  • Section I Part A, Multiple Choice (calculator not permitted): 29 questions in 62 minutes.
  • Section I Part B, Multiple Choice (graphing calculator required): 13 questions in 38 minutes.
  • Section II Part A, Free Response (graphing calculator required): 2 questions in 30 minutes.
  • Section II Part B, Free Response (calculator not permitted): 4 questions in 60 minutes.

When a question asks you to justify that a maximum or minimum exists, name the Extreme Value Theorem, say why the function is continuous, and name the closed interval. When it asks for critical points, show f′(x), solve f′(x)=0, and say where f′ does not exist. Refer to f and f′ by name rather than "it", so a reader knows which function you mean.

Questions students ask

Does the Extreme Value Theorem tell me where the maximum is?

No. It only guarantees that a maximum value and a minimum value exist. Finding them takes more work, and the critical points are where that search starts.

If a function is not continuous, can it still have a maximum?

Yes. The theorem gives no guarantee then, but the function may still have one. A step function that jumps from 1 to 3 has the maximum value 3.

Is a critical point the same as a local maximum or minimum?

No. Every local extremum is at a critical point, but some critical points are neither. f(x)=x3 has f′(0)=0 and no extremum at 0.

Why count points where the derivative does not exist?

Because a local extremum can be at a sharp corner or cusp, where no tangent slope exists. |x| has its minimum at 0, where its derivative does not exist.

Can a function have more than one local maximum?

Yes, as many as it has peaks. It still has only one global maximum value on an interval, though that value can be reached at more than one input.

Course alignment, for teachers

AP Calculus AB topic 5.2, Unit 5: Analytical Applications of Differentiation.

  • Skill 3.E: Provide reasons or rationales for solutions and conclusions.

This lesson maps all 3 essential knowledge statements of the topic to the part that teaches each one: 3 are checked by a scored question. The map is in the lesson file.